Alan Friedman is a registered investment advisor at Market Gauge Asset Management, based in Santa Fe, NM, with 2 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual management fee is 1.50%. Clients also pay a 0.10% platform fee. Qualified clients may alternatively agree to performance-based fees (up to 2.50% annual fee plus 15% of capital appreciation). Fees are negotiable.
Fee Estimator
Location
404 Kiva Court Suite G, Santa Fe, NM, 87505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is involved in short-term rental real estate and receives no commissions. He also works as an associate professor at Purdue University.
Employment History
Current Registrations
Market Gauge Asset Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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