Caroline Sarles is a CFP-designated registered investment advisor at Hokin Investment Advisors INC., based in Northbrook, IL, with 2 years of industry experience. Caroline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 88 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Maximum annual fee is 1.25%. Fees are negotiable, and larger accounts may be managed at a lower percentage. Minimum quarterly fees may apply.
Fee Estimator
Location
707 Skokie Boulevard, Suite 520, Northbrook, IL, 60062
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hokin Investment Advisors INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matt Bauer, ChFCState Farm Investment Management CORP.
- Agnes Roach, CFPLPL Financial LLC
- Mason Homsey, CFPCharles Schwab & CO., INC.
- Alexander Ross, CFPMain Street Investment Advisors, LLC
- Judith Rossetti, CFAForum Financial Management, LP
- Nicholas Koutris, CFPCharles Schwab & CO., INC.