Daryl Brown is a registered investment advisor, based in Jim Thorpe, PA, with 1 years of industry experience.
Location
1202 North Street, Jim Thorpe, PA, 18229
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2025 - Present · 11 mos
Cetera Wealth Services, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Thrivent Investment Management INC.
August 2024 - May 2025 · 9 mos
Thrivent Investment Management INC.Broker
July 2024 - May 2025 · 10 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.