Yen Trac
Yen Trac is a registered investment advisor at Northern California Fiduciary Advisors, LLC, based in Berkeley, CA, with 1 years of industry experience. Yen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 13 clients with $5.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $4.0M | 0.75% |
| $4.0M - $9.0M | 0.65% |
| $9M+ | 0.45% |
Portfolio management fee schedule is negotiable but subject to a minimum fee of $750 per year, or if the $750 amount would exceed 2% of the value of the portfolio, then the amount that would apply would be capped at 2% of the portfolio value. In no case will NCFA charge more than 2% of the portfolio value as a fee for portfolio management services annually.
Fee Estimator
Location
1718 Solano Avenue, Berkeley, CA, 94707
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Yen owns one-third of Modern Payments Consulting, LLC, which provides consulting services related to payment processing. Yen anticipates spending about 10-20% of her time on this business, but currently does not provide any services through it.
Employment History
Current Registrations
Northern California Fiduciary Advisors, LLC
State Registrations1 state
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