James O'connor is a registered investment advisor, based in Boston, MA, with 1 years of industry experience.
Location
Boston, MA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Columbia Management Investment Distributors, INC.Broker
September 2025 - Present · 8 mos
Columbia Management Investment Distributors, INC.
September 2025 - Present · 8 mos
Columbia Management Investment Advisers, LLC
September 2025 - Present · 8 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - August 2025 · 5 mos
Fidelity Personal and Workplace Advisors
October 2024 - March 2025 · 5 mos
Fidelity Brokerage Services LLCBroker
September 2024 - August 2025 · 11 mos
State Registrations3 states
CAMANV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.