Daniel Rose is a registered investment advisor at T. Rose & Associates, INC., based in Mendota, MN, with 1 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
T. Rose & Associates charges a fee based on the value of your account and the investment strategy used. More complex strategies have higher fees. The fees are charged quarterly in advance and are negotiable based on the size of the account and the strategy.
- Aggressive Equity hedged strategy: 3.00% per year
- Equity/Balanced accounts: 1.50-2.00% per year
- Fixed income: 0.75% per year
Location
Mendota, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
T. Rose & Associates, INC.
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations1 state
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