David Brodie is a registered investment advisor at Brodie Wealth Management, based in Cary, NC, with 1 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 6 clients with $380K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.5M | 1.15% |
| $1.5M+ | 1.00% |
Advisory fees are negotiable and capped at 1.75% annually. For non-discretionary, client-directed accounts, the advisory fee is 0.50% annually.
Fee Estimator
Location
2500 Regency Parkway, Cary, NC, 27518
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a principal at Brodie CPA PLLC, a CPA firm. This activity takes about half of David's time.
Employment History
Current Registrations
Brodie Wealth Management
Previous Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.