Matthew Bender
Matthew Bender is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Albany, NY, with 1 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1 Northwestern Blvd, Albany, NY, 12211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew works at Hudson Valley Fed Credit Union as a financial institution duty, dedicating nearly full-time hours to this role. He also has a DBA for LPL business through Hudson Valley Credit Union, spending about 10-20% of his time on this investment-related activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
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