John Allen
John Allen is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Roswell, GA, with 43 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
401 Macy Dr, Roswell, GA, 30076
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a part owner of Legacy Financial Advisors, a DBA for insurance and securities, and works there full-time. He also works full-time as an independent insurance agent selling fixed insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Nylife Securities INC.Broker
Nylife Securities INC.Broker
State Registrations21 states
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