William Flynn is a registered investment advisor at Up North Financial, LLC, based in Traverse City, MI, with 14 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 334 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Up North Financial provides investment management services for an annual fee based on the value of your investments. The annual fee varies between 0.25% and 2.00% for asset-based fees and between $5,000 and $30,000 for fixed fees, depending on the value of the assets managed, your net worth, and the type of investment management services provided. UNF can negotiate a different fee rate for certain client holdings (e.g., held-away assets, accommodation accounts, alternative investments, etc.).
Location
223 East State Street, Suite 200, Traverse City, MI, 49684
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Up North Financial, LLC
Previous Registrations
Up North Financial, LLC
State Registrations1 state
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