Roger Merrill
Roger Merrill is a ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Provo, UT, with 51 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
3549 North University Avenue, Suite 175, Provo, UT, 84604
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Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Roger sells fixed insurance products, dedicating about 10% of his time to this activity. He is also a general manager for three family-owned LLCs and a member/part owner of Little Caribbean, LLC, all of which require minimal to no time commitment.
Employment History
Current Registrations
Commonwealth Financial Network
Previous Registrations
Commonwealth Financial NetworkBroker
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
Planned Investments INC.Broker
Funding Capital INC.Broker
Hall Securities CorporationBroker
Nml Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.