James Lull is a registered investment advisor, based in Los Angeles, CA, with 1 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067-5040
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Signature Estate Securities, LLCBroker
September 2025 - Present · 1 yr 1 mo
Signature Investment Advisors, LLC
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Sanctuary Advisors, LLC
March 2025 - April 2025 · 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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