David Staab is a registered investment advisor at Foundation Wealth & Tax Advisors, LLC, based in Charlotte, NC. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 79 clients with $49M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fees may be as high as 1.5% when tactical capital preservation investment strategies are implemented where trading is more frequent. Total fee is based on the weighted percentage of assets in each tranche.
Fee Estimator
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David works as a staff accountant for RCN & Associates, LLC, dedicating about a quarter of his time. His compensation is factored into his base salary with Foundation Wealth and Tax Advisors.
Employment History
Current Registrations
Foundation Wealth & Tax Advisors, LLC
State Registrations1 state
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