Charles Koncz
Charles Koncz is a registered investment advisor at LPL Financial LLC, based in Branford, CT, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
420 East Main Street Unit 11, Branford, CT, 06405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is a co-owner of Summit Realty Group LLC, a real estate rental business, and Summit Funding, LLC, a business entity for tax/investment purposes. He also sells non-variable insurance products, including LTC, fixed annuities, fixed life insurance, and disability insurance, and works as an advisor for Summit Planning Group LLC, a registered investment advisor, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Fs, INC.
Summit Asset Management, LLC
Independent Advisers Group CORP
Summit Planning Group, LLC
Lincoln Financial Securities CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.