MH
MH

Michael Hardison

50 Years of Experience
Shreveport, LA
1 DisclosureBroker

Michael Hardison is a registered investment advisor at Stephens, based in Shreveport, LA, with 50 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

7600 Fern Avenue, Building 1300, Shreveport, LA, 71105

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1992
Settled
Other Business Activities

Michael is an advisor for the student managed investment fund at Louisiana Tech College of Business since April 2019. He dedicates minimal time annually to this investment-related activity.

Employment History
Current Registrations
StephensBroker
June 2014 - Present · 11 yrs 11 mos
Stephens
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Morgan Stanley
November 2010 - June 2014 · 3 yrs 7 mos
Morgan StanleyBroker
June 2009 - June 2014 · 5 yrs
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - February 2006 · 17 yrs 4 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
May 1983 - October 1988 · 5 yrs 5 mos
Howard, Weil, Labouisse, Friedrichs IncorporatedBroker
May 1977 - January 1983 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
January 1975 - June 1977 · 2 yrs 5 mos
State Registrations39 states
AKALARAZCACOCTDCFLGAHIIAILKSLAMAMDMNMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Hardison - Financial Advisor | TrueAdvisor