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Clifford Topol

51 Years of Experience
Purchase, NY
Broker

Clifford Topol is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Clifford serves as a power of attorney in Palm Beach Gardens, Florida, since 2005. This activity requires minimal time both during and after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2007 - April 2007 · 2 mos
Morgan Stanley Dw INC.Broker
January 1998 - April 2007 · 9 yrs 3 mos
Painewebber IncorporatedBroker
July 1996 - January 1998 · 1 yr 6 mos
Smith Barney INC.Broker
July 1993 - August 1996 · 3 yrs 1 mo
Lehman Brothers INC.Broker
November 1977 - July 1993 · 15 yrs 8 mos
Shearson Hayden Stone INC.Broker
November 1976 - November 1977 · 1 yr
Shearson Hayden Stone INC.Broker
September 1976 - November 1976 · 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1975 - October 1976 · 1 yr 8 mos
State Registrations27 states
AZCACOCTFLGAILINMAMDMEMINCNENHNJNYORPAPRRISCTXVAVTWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.