Andrew Smith is a registered investment advisor at Forum Financial Management, LP, based in Trumansburg, NY, with 1 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 5,841 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.75% |
Fees are negotiable. Clients with less than $335,000 may be subject to a minimum annual fee up to $4,000.
Fee Estimator
Location
Trumansburg, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Andrew is a consultant for Florae Collaborative LLC, a plant nursery, since January 2024. He spends a few hours per week on strategic planning, budgeting, and personnel matters, including some time during securities trading hours.
Employment History
Current Registrations
Forum Financial Management, LP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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