Geraldine Schuhmann is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Seattle, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Geraldine owns Walter Schuhmann Family Farm (real estate rental) since 1994 and "The Nickerson Apartments" (real estate rental) since 2022, dedicating minimal time to the latter. She also operates Olympic Estate Group, LLC as a DBA for her LPL business, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial CorporationBroker
Invest Financial Corporation
Planmember Securities CorporationBroker
Planmember Securities Corporation
Mid Atlantic Financial Management, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
London Pacific Advisors
London Pacific Securities, INC.Broker
Cfd Investments, INC.Broker
Pnmr Securities, INC.Broker
Cfd Investments, INC.Broker
Equico Securities, INC.Broker
Equitable Variable Life Insurance CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.