Geraldine Schuhmann is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 33 years of industry experience. Geraldine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Seattle, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Geraldine owns Walter Schuhmann Family Farm (real estate rental) since 1994 and "The Nickerson Apartments" (real estate rental) since 2022, dedicating minimal time to the latter. She also operates Olympic Estate Group, LLC as a DBA for her LPL business, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial CorporationBroker
Invest Financial Corporation
Planmember Securities CorporationBroker
Planmember Securities Corporation
Mid Atlantic Financial Management, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
London Pacific Advisors
London Pacific Securities, INC.Broker
Cfd Investments, INC.Broker
Pnmr Securities, INC.Broker
Cfd Investments, INC.Broker
Equico Securities, INC.Broker
Equitable Variable Life Insurance CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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