James Monteverde
James Monteverde is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
420 Fort Duquesne Blvd, One Gateway Center, Ste 2000, Pittsburgh, PA, 15222
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Regulatory History (1)
Customer Dispute
April 2002Other Business ActivitiesSells Insurance
James is involved with ECA Marketing, selling non-variable insurance and annuities, dedicating a few hours per week. He also operates his LPL business under The Monteverde Group, which is a full-time commitment. Additionally, James sells life, health, and disability income insurance, spending about a quarter of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
NFP Advisor Services, LLC
NFP Advisor Services, LLCBroker
Locust Street Securities, INC.Broker
Vestax Securities CorporationBroker
Mid Atlantic Capital SecuritiesBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.