RB
RB

Russell Brown

50 Years of Experience
Bethesda, MD
2 DisclosuresBroker

Russell Brown is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bethesda, MD, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

7501 Wisconsin Ave, Bethesda, MD, 20814

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Settled
Regulatory
December 1989
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - Present · 17 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - Present · 17 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
April 1994 - November 2008 · 14 yrs 7 mos
UBS Financial Services INC.Broker
February 1994 - November 2008 · 14 yrs 9 mos
Smith Barney Shearson INC.Broker
July 1993 - February 1994 · 7 mos
Lehman Brothers INC.Broker
March 1990 - July 1993 · 3 yrs 4 mos
The Investment Group Securities CORP.Broker
May 1987 - July 1989 · 2 yrs 2 mos
Winthrop Securities CO., INC.Broker
February 1984 - March 1987 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1978 - February 1984 · 6 yrs
Reynolds Securities, INC.Broker
March 1976 - February 1978 · 1 yr 11 mos
Bache & CO IncorporatedBroker
March 1975 - April 1976 · 1 yr 1 mo
State Registrations34 states
AKAZCACOCTDCDEFLGAILKYMAMDMEMIMONCNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.