James Mack is a registered investment advisor at LPL Financial LLC, based in Howell, MI, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Howell, MI
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2000Customer Dispute
July 1998Other Business Activities
James uses Gladstone Advisors as a DBA for his LPL business. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Raymond James & Associates, INC.Broker
Roney & CO.Broker
Roney & CO. L.L.C.Broker
Painewebber IncorporatedBroker
The Ohio CompanyBroker
Oberweis Securities, INC.Broker
Rodecker & Company Investment Brokers, INC.Broker
Bache & CO IncorporatedBroker
Bache & CO., IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.