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John Mabee

Robert W. Baird & CO. Incorporated
51 Years of Experience
Peoria Heights, IL
4 DisclosuresBroker
View SEC Summary
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John Mabee is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Peoria Heights, IL, with 51 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

4617 North Prospect Road, Peoria Heights, IL, 61616

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Settled
Customer Dispute
February 1993
Settled
Customer Dispute
September 1992
Settled
Customer Dispute
August 1983
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns rental property. This activity is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 1997 - Present · 29 yrs
Robert W. Baird & CO. IncorporatedBroker
May 1994 - Present · 32 yrs 5 mos
Previous Registrations
Everen Securities, INC.Broker
September 1990 - May 1994 · 3 yrs 8 mos
Blunt Ellis & Loewi IncorporatedBroker
February 1985 - September 1990 · 5 yrs 7 mos
E. F. Hutton & Company INCBroker
March 1975 - March 1985 · 10 yrs
State Registrations23 states
ALARAZCACOFLGAIAILINKYMAMOMTNCNJSDTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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