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CFP
AG
CFP

Allen Garner

Sanctuary Advisors, LLC
51 Years of Experience
Lexington, KY
1 DisclosureBroker
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Allen Garner is a CFP-designated registered investment advisor at Sanctuary Advisors, LLC, based in Lexington, KY, with 51 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 19,540 clients with $35B in assets under management.

Sanctuary Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
401 advisors
Number of Clients
19,540 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$34.9B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Fees are negotiated individually with your investment advisor representative, up to a maximum annual rate of 2.75% of your total portfolio assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

651 Perimeter Center, Suite 215, Lexington, KY, 40517

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Allen is a partner in Fields to Forest, LLC, focused on tree planting and maintenance. He also advises St. Peter's Episcopal Church and the Episcopal Diocese of Lexington on their endowment funds, dedicating a few hours per week to each.

Employment History
Current Registrations
Sanctuary Securities, INC.Broker
January 2024 - Present · 2 yrs 9 mos
Sanctuary Advisors, LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2007 - February 2024 · 16 yrs 5 mos
UBS Financial Services INC.
September 2007 - February 2024 · 16 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1995 - October 2007 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - October 2007 · 29 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
March 1975 - September 1978 · 3 yrs 6 mos
State Registrations9 states
ALFLKYNYPASCTNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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