MF
MF
Michael Farah
50 Years of Experience
Costa Mesa, CA
10 Disclosures
Michael Farah is a registered investment advisor at Farah Private Wealth Management, INC, based in Costa Mesa, CA, with 50 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 127 clients with $85M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
127 clients
Average Client Portfolio
$669K average
Assets Under Management
$85.0M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Investment advisory fee is negotiable at Farah Private Wealth Management’s discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
1901 Newport Blvd, Suite 149, Costa Mesa, CA, 92627
Get directionsHistory
Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006Settled
Customer Dispute
September 2005Settled
Customer Dispute
May 2005Settled
Customer Dispute
May 2005Settled
Customer Dispute
December 2003Withdrawn
Customer Dispute
October 2002Award / Judgment
Customer Dispute
June 1996Settled
Customer Dispute
June 1992Settled
Customer Dispute
April 1991Award / Judgment
Customer Dispute
February 1990Award / Judgment
Employment History
Current Registrations
Farah Private Wealth Management, INC
January 2005 - Present · 21 yrs 4 mos
Previous Registrations
Wedbush Morgan Securities INC.Broker
July 1995 - February 2005 · 9 yrs 7 mos
Smith Barney INC.Broker
July 1993 - July 1995 · 2 yrs
Lehman Brothers INC.Broker
October 1982 - July 1993 · 10 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - November 1982 · 2 yrs 10 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
April 1977 - January 1980 · 2 yrs 9 mos
Dean Witter & CO. IncorporatedBroker
April 1975 - April 1977 · 2 yrs
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.