Russell Saurbaugh
Russell Saurbaugh is a registered investment advisor at LPL Financial LLC, based in Bath, NY, with 51 years of industry experience. Russell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Bath, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Russell sells fixed annuities and other insurance products since 2010, dedicating minimal time to this activity. He also owns Saurbaugh Financial Group and Saurbaugh Financial Services, spending about a quarter of his time on the former and providing tax preparation services through the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Procorp Securities IncorporatedBroker
Fsc Securities CorporationBroker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Ids/american Express INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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