Elizabeth Francis is a registered investment advisor at Santa Barbara Management, based in Chicago, IL. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Tax Planning. Their firm serves 5 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Santa Barbara Management's fees are based on the value of your portfolio, generally ranging from 0.30% to 0.50% per year. However, the annual asset-based portion of fees may fall outside of this range in certain situations. If a third-party subadvisor manages a portion of your portfolio, they will charge an additional fee.
Location
10 E. Ohio St., 2nd Floor, Chicago, IL, 60611
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Santa Barbara Management
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.