David Mraz is a registered investment advisor at Mraz and Associates, based in Modesto, CA, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 507 clients with $780M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.90% |
| $5.0M - $15.0M | 0.70% |
| $15M+ | 0.50% |
Fees are negotiable. Legacy clients may be billed under different fee schedules.
Fee Estimator
Location
1120 13th Street, Suite C, Modesto, CA, 95354
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Mraz and Associates
Previous Registrations
Concert Wealth Management
Morgan Stanley & CO., Incorporated
Morgan Stanley
State Registrations2 states
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