Craig Smith
Craig Smith is a CFP-designated registered investment advisor at Sycamore Financial Group, based in Kokomo, IN, with 50 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 912 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.5M | 1.00% |
| $1.5M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are negotiable. Schedule shown is for equities/stocks. Fixed income/bonds: 0.75% on the first $500,000; 0.5% on the next $1,000,000; 0.4% on the next $8,500,000; 0.3% on amounts over $10,000,000. Mutual Funds: 1% on the first $500,000; 0.75% on the next $1,000,000; 0.5% on the next $8,500,000; 0.3% on amounts exceeding $10,000,000.
Fee Estimator
Location
2713 Rockford Lane, Kokomo, IN, 46902-4058
Get directionsHistory
Regulatory History (1)
Regulatory
October 1985Other Business Activities
Craig is a member of H & W Smith Farms LLC, a grain farm, since 2010. He spends a few hours per week helping with farming activities.
Employment History
Current Registrations
Sycamore Financial Group
Sycamore Financial GroupBroker
Previous Registrations
Googins Advisors, INCBroker
K. J. Brown & CO., INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.