Eric Haupt
Eric Haupt is a registered investment advisor at Cetera Investment Advisers LLC, based in Agoura Hills, CA, with 51 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
30423 Canwood Street, Suite 114, Agoura Hills, CA, 91301-4313
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Eric is a part owner of Haupt Insurance Services, Inc. and an independent insurance agent selling various insurance products, dedicating about 10-20% of his time to these activities. He also manages rental property and oversees a non-profit library organization.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Reliastar Financial Marketing CORP.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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