Austin Moore is a CFP-designated registered investment advisor at Tradewinds, LLC, based in Raleigh, NC, with 1 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 505 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.25% |
| $50K - $3.0M | 1.75% |
| $3.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees for amounts over $10 million are negotiable. Fee schedules may be based on cumulative household assets under management.
Fee Estimator
Location
4600 Marriott Dr., Suite 200, Raleigh, NC, 27612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tradewinds, LLC
Previous Registrations
Captrust
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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