TradeWinds offers financial planning and investment management to help individuals reach their financial goals. Financial planning is offered to investment management clients and includes a review of assets, liabilities, estate, tax, and insurance needs. TradeWinds manages client assets using custom strategies that include individual equity securities, mutual funds, and ETFs. They also provide advisory services for retirement plan accounts.
Assets Under Management$560M
Clients476
Advisors9
Avg. per Client$1.2M
Avg. per Advisor$62M
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.25% |
| $50K - $3.0M | 1.50% |
| $3.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fee schedule may be based on cumulative household assets under management. Certain ERISA rules prevent householding corporate plans with personal assets for fee reductions.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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