Gary Schwartz is a ChFC-designated registered investment advisor, based in Minneapolis, MN, with 50 years of industry experience.
Location
2701 University Ave Se, Minneapolis, MN, 55414
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is an independent contractor and author of "Practice on Purpose" and a member of Six Still Standing, a service industry business, dedicating minimal time and about 10-20% of his time respectively. He is also a senior leader for the Property and Casualty business at North Star Resource Group Insurance Brokerage Services, and a financial professional at North Star Resource Group.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Securian Financial Services, INC.Broker
The Minnesota Mutual Life Insurance CompanyBroker
North Star Equities CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.