Ralph Romano
Ralph Romano is a registered investment advisor at Capital Synergy Partners, based in Highland Park, IL, with 49 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 1.75% |
Fees may be negotiable. CSP also offers a Third Party Money Manager Program where CSP's fee will not exceed 1.5% of the value of assets held in the account.
Fee Estimator
Location
Highland Park, IL
Get directionsHistory
Regulatory History (1)
Regulatory
July 2012Other Business ActivitiesSells Insurance
Ralph is the owner of Executive Planning Group, LLC, and sells fixed insurance products. He spends about a quarter of his time on this, with about 10-20% of his time during market hours.
Employment History
Current Registrations
Capital Synergy PartnersBroker
Capital Synergy Partners
Previous Registrations
Spc
Sigma Financial CorporationBroker
Spc
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
New England Securities Corporation
New England SecuritiesBroker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Princor Financial Services CorporationBroker
Mimlic Sales CorporationBroker
Princor Financial Services CorporationBroker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.