TrueAdvisor
TrueAdvisor
AC
AC

Allen Catalanotto

Benjamin F. Edwards & Company, Incorporated
51 Years of Experience
Mandeville, LA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Allen Catalanotto is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Mandeville, LA, with 51 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
519 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1590 W. Causeway Approach, Suite 1, Mandeville, LA, 70471

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2007
Settled
Customer Dispute
December 1986
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Allen has 50% ownership in ASAMCAT, LLC, a rental property business, since April 2024. He dedicates minimal time to this activity.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
March 2013 - Present · 13 yrs 7 mos
Benjamin F. Edwards & Company, INC.Broker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2008 - March 2013 · 4 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - March 2013 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
April 1993 - January 2008 · 14 yrs 9 mos
Southcoast Capital CorporationBroker
September 1990 - April 1993 · 2 yrs 7 mos
Morgan Keegan & Company, INC.Broker
June 1982 - September 1990 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - June 1982 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1975 - September 1978 · 3 yrs
State Registrations15 states
ALCAFLGAKSLAMTNMNYORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mandeville, LA →All financial advisors in Louisiana →