Michael Mercer
Michael Mercer is a registered investment advisor at Ip Financial Advisory Services LLC, based in Upland, CA, with 49 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
Upland, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2017Other Business ActivitiesSells Insurance
Michael owns Mercer Tax and Financial Services since 1997, providing income tax preparation and insurance product sales. This takes a few hours per week.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLCBroker
Innovation Partners LLC
Previous Registrations
Ip Financial Advisory Services LLC
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
National Securities CorporationBroker
Empire Securities Corporation
Empire Securities CorporationBroker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Veritrust Financial, LLCBroker
Aragon Financial Services, INC.Broker
Planner's Independent Management, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
The Lincoln National Life Insurance CompanyBroker
Freeman Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.