Michael Mercer
Michael Mercer is a registered investment advisor at Ip Financial Advisory Services LLC, based in Upland, CA, with 49 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K+ | 2.00% |
Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.
Fee Estimator
Location
Upland, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2017Other Business ActivitiesSells Insurance
Michael owns Mercer Tax and Financial Services since 1997, providing income tax preparation and insurance product sales. This takes a few hours per week.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Ip Financial Advisory Services LLC
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
National Securities CorporationBroker
Empire Securities Corporation
Empire Securities CorporationBroker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Veritrust Financial, LLCBroker
Aragon Financial Services, INC.Broker
Planner's Independent Management, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
The Lincoln National Life Insurance CompanyBroker
Freeman Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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