DB
CFP · ChFC
DB
CFP · ChFC
Daniel Brunette
50 Years of Experience
Indianapolis, IN
23 DisclosuresBrokerSells Insurance
Daniel Brunette is a CFP, ChFC-designated registered investment advisor, based in Indianapolis, IN, with 50 years of industry experience.
Location
500 East Ohio Street, Suite 200, Indianapolis, IN, 46204
Get directionsHistory
Regulatory History (23)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020Settled
Customer Dispute
March 2020Denied
Regulatory
November 2006Final
Regulatory
May 2006Final
Customer Dispute
September 2005Settled
Regulatory
August 2005Final
Regulatory
June 2005Final
Customer Dispute
March 2005Denied
Regulatory
January 2005Final
Regulatory
October 2004Final
Customer Dispute
May 2004Settled
Customer Dispute
November 2003Settled
Customer Dispute
October 2003Settled
Customer Dispute
March 2003Settled
Customer Dispute
February 2003Denied
Customer Dispute
January 2003Settled
Employment Separation After Allegations
July 2002Customer Dispute
May 2002Settled
Customer Dispute
April 2002Settled
Customer Dispute
September 2000Denied
Customer Dispute
August 2000Denied
Customer Dispute
August 2000Denied
Customer Dispute
July 2000Settled
Other Business ActivitiesSells Insurance
Daniel is involved in numerous business activities, including real estate, holding companies, consulting, and education. He also works as an independent contractor in insurance, dedicating a full-time commitment to both Gentry PTRS, LTD and One Resource Group.
Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
October 2012 - November 2020 · 8 yrs 1 mo
First Allied Securities, INC.Broker
October 2012 - September 2022 · 9 yrs 11 mos
Ogilvie Security Advisors CORP
November 2002 - October 2012 · 9 yrs 11 mos
Ogilvie Security Advisors CorporationBroker
August 2002 - October 2012 · 10 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
February 1987 - January 2002 · 14 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
December 1986 - January 1987 · 1 mo
Vestax Securities CorporationBroker
September 1984 - December 1986 · 2 yrs 3 mos
Hall Securities CorporationBroker
March 1983 - October 1984 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 1975 - July 2002 · 26 yrs 9 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.