JJ
JJ

John Jeffords

50 Years of Experience
Mt Pleasant, SC
3 DisclosuresBroker

John Jeffords is a registered investment advisor, based in Mt Pleasant, SC, with 50 years of industry experience.

Location

235 Magrath Darby Blvd, Ste 300, Mt Pleasant, SC, 29464

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2011
Customer Dispute
April 2009
Settled
Customer Dispute
September 1994
Settled
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
November 2012 - February 2021 · 8 yrs 3 mos
Scott & Stringfellow, LLC
June 2011 - January 2013 · 1 yr 7 mos
Scott & Stringfellow, LLCBroker
May 2011 - January 2013 · 1 yr 8 mos
J.J.B. Hilliard, W.L. Lyons, LLC
June 2003 - March 2011 · 7 yrs 9 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
August 2001 - March 2011 · 9 yrs 7 mos
First Union Securities, INC.Broker
October 1999 - August 2001 · 1 yr 10 mos
First Union Capital Markets CORP.Broker
February 1990 - October 1999 · 9 yrs 8 mos
Interstate/johnson Lane CorporationBroker
October 1988 - February 1990 · 1 yr 4 mos
Johnson, Lane, Space, Smith & CO., INC.Broker
January 1983 - October 1988 · 5 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1975 - January 1983 · 7 yrs 1 mo
State Registrations22 states
ARCACOCTFLGAILKYMAMDMOMSNCOHORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.