DL
DL

David Lindberg

44 Years of Experience
Milwaukee, WI
Broker

David Lindberg is a registered investment advisor at Morgan Stanley, based in Milwaukee, WI, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

411 East Wisconsin Avenue, Suite 2200, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a board member of Biologiq, Inc., a company that develops and manufactures biodegradable plastics, since 2013.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
September 1987 - February 1988 · 5 mos
Painewebber IncorporatedBroker
August 1984 - October 1985 · 1 yr 2 mos
E. F. Hutton & Company INCBroker
January 1980 - October 1984 · 4 yrs 9 mos
State Registrations22 states
AZCACOCTFLIAIDILINMDMIMNNJNVNYOHPATXUTVAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
David Lindberg - Financial Advisor | TrueAdvisor