Spencer Larson is a registered investment advisor, based in Dennis, MA, with 49 years of industry experience.
Location
Dennis, MA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Spencer is an agent with B. Riley Wealth Insurance Corporation, selling fixed insurance products since 2020. This requires minimal time.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
National Securities CorporationBroker
August 2020 - July 2022 · 1 yr 11 mos
Moors & Cabot, INC
August 2007 - September 2020 · 13 yrs 1 mo
Moors & Cabot, INC.Broker
August 2007 - September 2020 · 13 yrs 1 mo
Winslow, Evans & Crocker, INC.
September 2005 - August 2007 · 1 yr 11 mos
Winslow, Evans & Crocker, INC.Broker
October 2004 - August 2007 · 2 yrs 10 mos
Moors & Cabot, INC.Broker
October 2001 - October 2004 · 3 yrs
Janney Montgomery Scott LLCBroker
July 1998 - October 2001 · 3 yrs 3 mos
Winslow, Evans & Crocker, INC.Broker
November 1994 - July 1998 · 3 yrs 8 mos
Moors & Cabot, INC.Broker
August 1990 - November 1994 · 4 yrs 3 mos
W. H. Newbold's Son & Co./hopper Soliday & CO., INC.Broker
February 1990 - July 1990 · 5 mos
Hanifen, Imhoff Securities CORP.Broker
January 1990 - February 1990 · 1 mo
Moore & Schley, Cameron & CO.Broker
August 1989 - January 1990 · 5 mos
J. T. Moran & CO., INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
North American Investment CORP.Broker
June 1987 - June 1988 · 1 yr
Drexel Burnham Lambert IncorporatedBroker
May 1985 - June 1987 · 2 yrs 1 mo
Rooney, Pace INC.Broker
September 1984 - January 1985 · 4 mos
Jefferies & Company, INC.Broker
June 1982 - August 1984 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1978 - June 1982 · 3 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1978 - November 1978 · 6 mos
Kidder, Peabody & CO., IncorporatedBroker
January 1976 - May 1978 · 2 yrs 4 mos
State Registrations9 states
ARCAFLMAMENHNJNYVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.