AT
AT
Arthur Tuttle is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004Denied
Customer Dispute
September 2001Denied
Customer Dispute
October 1991Settled
Customer Dispute
October 1987Award / Judgment
Employment History
Current Registrations
Morgan Stanley
April 2011 - Present · 15 yrs 1 mo
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Dean Witter Reynolds INC.Broker
June 1989 - February 1995 · 5 yrs 8 mos
Shearson Lehman Hutton INC.Broker
March 1979 - July 1989 · 10 yrs 4 mos
Loeb PartnersBroker
January 1978 - April 1979 · 1 yr 3 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Mabon, Nugent & CO.Broker
January 1976 - January 1977 · 1 yr
State Registrations20 states
CACOCTDCDEFLGAILMAMDMINCNJNVNYOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.