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Arthur Tuttle

50 Years of Experience
Greenwich, CT
4 DisclosuresBroker

Arthur Tuttle is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 50 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23124 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

One Fawcett Place, 3rd Floor, Greenwich, CT, 06830

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Denied
Customer Dispute
September 2001
Denied
Customer Dispute
October 1991
Settled
Customer Dispute
October 1987
Award / Judgment
Employment History
Current Registrations
Morgan Stanley
April 2011 - Present · 15 yrs 6 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Dean Witter Reynolds INC.Broker
June 1989 - February 1995 · 5 yrs 8 mos
Shearson Lehman Hutton INC.Broker
March 1979 - July 1989 · 10 yrs 4 mos
Loeb PartnersBroker
January 1978 - April 1979 · 1 yr 3 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Mabon, Nugent & CO.Broker
January 1976 - January 1977 · 1 yr
State Registrations22 states
CACOCTDCDEFLGAILMAMDMINCNJNVNYOHORPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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