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William Fahey

LPL Financial LLC
50 Years of Experience
Kamas, UT
1 DisclosureBroker
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William Fahey is a registered investment advisor at LPL Financial LLC, based in Kamas, UT, with 50 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Kamas, UT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1989
Final
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Other Business Activities

William owns rental real estate property since 1983, dedicating minimal time. He also operates Fahey Investment Planning, LLC as a DBA for his LPL business, dedicating full-time hours.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Grove Point Advisors, LLC
June 2021 - May 2025 · 3 yrs 11 mos
Grove Point Investments, LLCBroker
November 2011 - May 2025 · 13 yrs 6 mos
H. Beck, INC.
November 2011 - March 2021 · 9 yrs 4 mos
Pacific West Financial Consultants INC
January 2005 - November 2011 · 6 yrs 10 mos
Pacific West Securities, INC.Broker
January 2005 - November 2011 · 6 yrs 10 mos
H. Beck, INC.
May 2000 - January 2005 · 4 yrs 8 mos
H. Beck, INC.Broker
March 2000 - January 2005 · 4 yrs 10 mos
Global Brokerage Services, INC.Broker
October 1998 - March 2000 · 1 yr 5 mos
H. Beck, INC.Broker
November 1994 - August 1998 · 3 yrs 9 mos
Ifg Network Securities, INC.Broker
May 1992 - November 1994 · 2 yrs 6 mos
Derand/pennington/bass, INC.Broker
January 1976 - May 1992 · 16 yrs 4 mos
State Registrations9 states
DCDEFLMDNJNYPAUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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