Garrett Peterson is a registered investment advisor at Spectrum Asset Management INC, based in Newport Beach, CA. Garrett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 315 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.40% |
Rates shown are for Equity and Balanced accounts. Fixed Income schedule: first $1M at 0.60%, next $7M at 0.40%, next $17M at 0.25%, above $25M at 0.20%. Cash Management schedule: first $3M at 0.30%, next $7M at 0.20%, above $10M at 0.15%. Emerging Wealth Management schedule: $0-$750K at 1.65% max, $750K-$5M at 1.00%, next $5M at 0.60%, above $10M at 0.40%. A 10% discount applies to eleemosynary accounts. Fees are negotiable.
Fee Estimator
Location
1301 Dove Street, Suite 720, Newport Beach, CA, 92660-2453
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Spectrum Asset Management INC
State Registrations1 state
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Exams
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