Jeffrey Kowal
Jeffrey Kowal is a ChFC-designated registered investment advisor at Creative Planning, based in Tempe, AZ, with 50 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 84,858 clients with $220B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees and how they are charged are negotiable.
Fee Estimator
Location
Tempe, AZ
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2001Customer Dispute
July 2001Customer Dispute
March 2001Other Business ActivitiesSells Insurance
Jeffrey is a member and manager of two real estate holding companies, Kowal Properties LLC and Kowal Properties Pewaukee, LLC, dedicating minimal time to each. He is also an independent insurance agent brokering long-term care and life insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
Creative Planning
Previous Registrations
Mutual Securities, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Kowal Investment Group, LLC
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Wfg Securities CorporationBroker
Pruco Securities CorporationBroker
New England Securities CorporationBroker
Amev Investors, INC.Broker
Acacia Equity Sales CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.