Raymond Lent is a registered investment advisor, based in San Rafael, CA, with 50 years of industry experience.
Location
100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903
Get directionsHistory
Regulatory History (9)
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Customer Dispute
November 2025Pending
Customer Dispute
February 2025Pending
Regulatory
May 2024Final
Customer Dispute
April 2023Settled
Customer Dispute
March 2023Settled
Customer Dispute
February 2023Settled
Customer Dispute
February 2023Settled
Regulatory
March 2019Final
Customer Dispute
May 2010Award / Judgment
Other Business ActivitiesSells Insurance
Raymond is the owner of The Putney Financial Group LLC, Chairman of the Board and Registered Representative with Portsmouth Financial Services Inc., and an owner/operator of Numismatic Resale & Bookends. He also holds a life and health insurance license in California, spending minimal time servicing existing policy holders.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
December 2024 - Present · 1 yr 4 mos
The Putney Financial Group LLC
July 2024 - Present · 1 yr 9 mos
Previous Registrations
Portsmouth Financial ServicesBroker
July 2010 - December 2024 · 14 yrs 5 mos
Park Avenue Securities LLCBroker
May 1999 - November 1999 · 6 mos
Mcclurg Capital CorporationBroker
July 1998 - July 2010 · 12 yrs
Guardian Investor Services CorporationBroker
April 1998 - May 1999 · 1 yr 1 mo
Centaurus Financial, INC.Broker
August 1997 - July 1998 · 11 mos
Mony Securities CORP.Broker
January 1976 - August 1997 · 21 yrs 7 mos
The Mutual Life Insurance Company of New YorkBroker
January 1976 - October 1990 · 14 yrs 9 mos
State Registrations9 states
ALCAIDNMNVPATNUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.