Nathan Carter is a registered investment advisor, based in Louisville, KY. Nathan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
445 Baxter Ave, Ste 220, Louisville, KY, 40204
Get directionsHistory
Regulatory History (2)
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Financial
January 2020Final
Criminal
July 2018Final Disposition
Employment History
Current Registrations
State Farm Vp Management CORP.
December 2025 - Present · 10 mos
State Farm Vp Management CORP.Broker
December 2025 - Present · 10 mos
State Farm Investment Management CORP.
November 2025 - Present · 11 mos
State Registrations1 state
KY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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