Tom Barnes is a registered investment advisor at Morgan Stanley, based in Phoenix, AZ, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Phoenix, AZ
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Regulatory History (2)
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Customer Dispute
November 1990Award / Judgment
Customer Dispute
November 1982Settled
Other Business Activities
Tom serves on the advisory board for Southeast Christian Church in Louisville, Kentucky, since 2012. This role involves investment decisions and advice, taking minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2010 - March 2021 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
November 2010 - March 2021 · 10 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, LLC
April 2004 - November 2010 · 6 yrs 7 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
March 2002 - November 2010 · 8 yrs 8 mos
UBS Painewebber INC.Broker
August 2000 - April 2002 · 1 yr 8 mos
J.C. Bradford & CO.Broker
July 1982 - August 2000 · 18 yrs 1 mo
E. F. Hutton & Company INCBroker
January 1980 - August 1982 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - February 1980 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
March 1976 - September 1978 · 2 yrs 6 mos
State Registrations34 states
ALAZCACOCTDEFLGAHIIAIDILINKSKYLAMDMIMONCNJNVNYOHORPASCTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.