Curtis Mazer
Curtis Mazer is a registered investment advisor at Kestra Advisory Services, LLC, based in Austin, TX, with 50 years of industry experience. Curtis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
Get directionsHistory
Regulatory History (8)
Customer Dispute
October 2015Regulatory
July 2012Customer Dispute
June 2011Customer Dispute
October 2008Customer Dispute
December 2007Customer Dispute
February 2003Employment Separation After Allegations
February 1995Customer Dispute
September 1994Other Business Activities
Curtis is an investment advisor representative (IAR) with Kestra Advisory Services and a registered representative with Ivory Wealth Management, spending full-time hours on each. He also owns Legend Financial Services, dedicating minimal time to performing services for taxpayers and qualified retirement plans.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Nathan & Lewis Securities, INC.Broker
Descap Securities, INC.Broker
MML Investors Services, INC.Broker
New England Securities CorporationBroker
Robert W. Baird & CO. IncorporatedBroker
Nml Equity Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.