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Christopher Kete

49 Years of Experience
Gladstone, NJ
1 DisclosureBroker

Christopher Kete is a registered investment advisor at Cetera Investment Advisers LLC, based in Gladstone, NJ, with 49 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

240 Main Street, Suite 200, Gladstone, NJ, 07934

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History

Regulatory History (1)
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Judgment / Lien
October 2016
Other Business Activities

Christopher operates under the DBA Private Client Group, offering financial services since December 2022. This takes Christopher nearly full-time, with a few hours per day during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
January 2023 - Present · 3 yrs 8 mos
Cetera Advisors LLC
January 2023 - Present · 3 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
January 2023 - March 2024 · 1 yr 2 mos
Wells Fargo Clearing Services, LLCBroker
September 2012 - January 2023 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLC
September 2012 - January 2023 · 10 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
UBS Financial Services INC.
July 2006 - September 2007 · 1 yr 2 mos
UBS Financial Services INC.Broker
March 2003 - September 2007 · 4 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 1996 - March 2003 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1994 - March 2003 · 9 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1986 - February 1994 · 7 yrs 2 mos
Dean Witter Reynolds INC.Broker
November 1982 - November 1986 · 4 yrs
Prudential-Bache Securities INC.Broker
January 1980 - November 1982 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1979 - November 1986 · 7 yrs 5 mos
Loeb PartnersBroker
January 1978 - May 1979 · 1 yr 4 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1977 - January 1978 · 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
March 1976 - May 1977 · 1 yr 2 mos
State Registrations8 states
CACOFLILNJNYOHVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.