Samuel Humphreys
Samuel Humphreys is a registered investment advisor at LPL Financial LLC, based in Memphis, TN, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6465 Quail Hollow Road, Suite 301, Memphis, TN, 38120
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2019Customer Dispute
May 2007Customer Dispute
May 1992Other Business Activities
Samuel operates several businesses, including Strategic Wealth Management (DBA for LPL business), Humphreys Specifics (selling antiques and collectibles), Miramar Capital LLC (real estate lending), and real estate rental. He also provides investment advisory services through Strategic Advisory Services LLC, dedicating a full-time commitment to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Strategic Advisory Services
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.