Guido Blum is a registered investment advisor at Prospect Financial Group LLC, based in Coopersburg, PA. Guido operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 40 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | Included |
| $1.0M - $2.0M | Included |
| $2.0M - $5.0M | Included |
| $5.0M - $10.0M | Included |
| $10M+ | Included |
For clients with over $1,000,000 in assets under management, there is a base fee plus a percentage of assets over certain thresholds. For clients with less than $1,000,000, investment advisory fees are 1% of assets under management.
Fee Estimator
Location
Coopersburg, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Prospect Financial Group LLC
State Registrations2 states
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